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Our client, a Global Investment Management Company, seeks a skilled compliance professional with demonstrated regulatory and compliance experience, and relationship management skills, to join their team. Responsibilities will include compliance reviews for new Fund Products and business initiatives, code of ethics compliance, TSX filings, regulatory compliance, and legal risk avoidance and mitigation. If you are looking for a challenging and rewarding position, please contact : Thomas G. Kostandoff "TK" National Managing Director ZSA-X Financial Services Recruitment Email: tk@zsa-x.ca |
