Purpose Investments Inc.
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Purpose Investments Inc.
Toronto (Hybrid) | 8+ years
Our client, Purpose Unlimited purpose-unlimited.com, is looking for a Chief Compliance Officer (“CCO”) and business partner to join its growing Legal & Compliance team.
The CCO will be responsible for overseeing and building on the compliance program at Purpose Investments Inc., its wholly owned asset manager and exempt market dealer with approximately $17 billion assets under management. Purpose Investments is one of Canada’s most innovative and fastest growing asset management firms with industry leading product innovations recognized globally.
Responsibilities shall include facilitating compliance with regulations, updating and reviewing the policies and procedure manual, identifying and documenting regulatory risks, and working with the businesses in developing compliant practices. This position involves wearing a compliance and business hat, collaborating with senior leadership, planning, organization, and execution of day-to-day operational compliance activities along with a team of legal and compliance professionals.
Purpose Unlimited is an independent company creating the future of financial services. Purpose’s platform gives Canadians and small to medium-sized businesses the cutting-edge tools they need to innovate the next generation of modern asset management, wealth management, and small business services. Purpose’s businesses include Purpose Investments, Driven by Purpose, Advisor Solutions by Purpose, Harness Investment Management, and Foundation Wealth Partners. Well-recognized as one of the top 100 SME employers in Canada in 2023, this position comes with a competitive compensation package, benefits and unlimited vacation. Come work for an innovative, people-first, entrepreneurial financial services firm that embraces flexibility, collaboration and growth.
Reporting to the Head of Regulatory Affairs, the ideal candidate will have 8+ years of industry experience in a senior compliance role, will meet the qualifications to act as the CCO for IFM/PM/EMD, and will have solid exposure to asset management in Canada. If you are a strong compliance professional with a solutions-oriented nimble attitude and strong people skills, coupled with a desire to roll your sleeves up to solve innovative issues in an evolving regulatory environment, we encourage you to apply. To learn more about this exciting opportunity, please send your CV to Orit Sinai at firstname.lastname@example.org. Ref. #32429.
Please note that all resumes sent to or contacts made with Purpose Unlimited will be redirected to ZSA for review.