Cette description de poste est disponible uniquement en anglais.
5-10 years | Toronto
Russell Investments is a leading outsourced CIO (OCIO) partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 85-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is the world’s fifth-largest investment advisor, with CAD$3.57 trillion in assets under advisement (as of 12/31/2020) and CAD$410.6 billion in assets under management (as of 6/30/2021) for clients in 32 countries. Headquartered in Seattle, Washington, Russell Investments has offices in 18 cities around the world, including New York, London, Toronto, Tokyo and Shanghai.
Job Description
The Chief Compliance Officer, Canada will be responsible for the management and execution of the compliance program for Russell Investments Canada registered investment advisors. Our compliance team serves as a robust independent second line of defense to help ensure that the firm operates within regulatory requirements and industry practices. The CCO, Canada will report directly to Russell Investments’ Global Chief Compliance Officer.
Your expertise:
- A minimum of 5-10 years’ experience in the investment management industry with a focus on Canada investment advisory matters.
- A bachelor’s degree; an advanced business or law degree is preferred.
- Completed the Chief Compliance Officer Qualifying Exam and will be registerable to be the CCO.
- Experience leading a Compliance function for a registered investment advisor and have proven your ability to develop and implement Compliance solutions that are pragmatic, effective and forward looking.
- Expertise knowledge of Canada securities laws and in-depth knowledge of regulatory and compliance requirements, including those relating to registration requirements.
- Familiarity with United States regulatory requirements (e.g., SEC, NFA, CFTC).
- Ability to deal effectively with investment personnel and understand a variety of complex investment products.
- Knowledge of industry best practices regarding compliance matters.
- Excellent verbal, written, and interpersonal communication skills.
- Strong critical thinking and analytical skills with high attention to detail and accuracy.
- Ability to develop and manage business relationships.
To learn more about this opportunity or to apply, please send your CV to Lana Driscoll at ldriscoll@zsa.ca. Ref. #31214.
This is an exclusive search with ZSA Legal Recruitment. Any CVs sent directly to Russell Investments will be redirected to ZSA for review.[/vc_column_text][/vc_column][/vc_row]
