Opportunities

Enforcement Counsel

  • Counsel
  • Toronto
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    3+ Years
    Intermediate
    Toronto
    32665

Christopher Sweeney

CEO

(416) 477-2622
(514) 228-2880 Ext. 324

Toronto | 3+ years

Our client, one of Canada’s key investment regulatory bodies, seeks an experienced Enforcement Counsel with 3+ years of experience in litigation, preferably in securities and regulatory enforcement, to join their team. The incumbent will act as a legal counsel in discipline proceedings pursuant to the company’s role as a regulatory organization responsible for the regulation of the business and financial conduct of its members and their approved persons, appear in hearings and settlement hearings before District Hearing Committees throughout Canada, provide legal advice to the investigations department, review investigation reports and provide recommendations for a resolution. Completion of the Canadian Securities Course, Branch Managers’ Course or CCO Exam would be an asset. For further details on this new role, please contact Christopher Sweeney at csweeney@zsa.ca. Ref. #32665.

Tagged as : In-House, Intermediate, Litigation, Regulatory Enforcement, Securities
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You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.


Vancouver

1050 West Pender Street, Suite 620 Vancouver B.C V6E 3S7

(604) 681-0706

vancouver@zsa.ca

Calgary

(403) 205-3444

calgary@zsa.ca

Toronto

200 University Avenue, Suite 1000 Toronto, ON MH3C6

(416) 368-2051

info@zsa.ca

Montreal

1470 Peel St, Suite 726 Montreal, Quebec H3A 1T1

(514) 228-2880

montreal@zsa.ca